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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10) Registration Category

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 13, 2013

Resources

Notice Rule: SEC Issued Version (pdf 46.89 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 13, 2013

File Number

SR-FINRA-2013-014

Rule Type

Notice

Release Number

34-68918

SEC Issue Date

Feb. 13, 2013

Federal Register Publish Date

Feb. 20, 2013

Document Citation

78 FR 11925

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10) Registration Category

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10) Registration Category

Resources

Details