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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Period and To Adopt a New Provision in Connection With the Limit Up-Limit Down Plan

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 1, 2013

Resources

Notice Rule: SEC Issued Version (pdf 43.45 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 28, 2013

File Number

SR-FINRA-2013-012

Rule Type

Notice

Release Number

34-68808

SEC Issue Date

Feb. 1, 2013

Federal Register Publish Date

Feb. 7, 2013

Document Citation

78 FR 9083

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Period and To Adopt a New Provision in Connection With the Limit Up-Limit Down Plan

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Period and To Adopt a New Provision in Connection With the Limit Up-Limit Down Plan

Resources

Details