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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the "Late Report-T+N" Fee Applicable to Members Using the FINRA/Nasdaq Trade Reporting Facility

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 6, 2013

Resources

Notice Rule: SEC Issued Version (pdf 43.59 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 5, 2013

File Number

SR-FINRA-2013-009

Rule Type

Notice

Release Number

34-68846

SEC Issue Date

Feb. 6, 2013

Federal Register Publish Date

Feb. 12, 2013

Document Citation

78 FR 9979

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the "Late Report-T+N" Fee Applicable to Members Using the FINRA/Nasdaq Trade Reporting Facility

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the "Late Report-T+N" Fee Applicable to Members Using the FINRA/Nasdaq Trade Reporting Facility

Resources

Details