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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 4530 (Reporting Requirements)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: Jan. 18, 2013

Resources

Notice Rule: SEC Issued Version (pdf 48.38 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 15, 2013

File Number

SR-FINRA-2013-006

Rule Type

Notice

Release Number

34-68701

SEC Issue Date

Jan. 18, 2013

Federal Register Publish Date

Jan. 25, 2013

Document Citation

78 FR 5532

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 4530 (Reporting Requirements)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 4530 (Reporting Requirements)

Public Comments

Resources

Details