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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Cross-References and Make Other Non-Substantive Changes Within FINRA Rules and By-Laws

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Jan. 14, 2013

Resources

Notice Rule: SEC Issued Version (pdf 37.46 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 8, 2013

File Number

SR-FINRA-2013-001

Rule Type

Notice

Release Number

34-68650

SEC Issue Date

Jan. 14, 2013

Federal Register Publish Date

Jan. 18, 2013

Document Citation

78 FR 4182

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Cross-References and Make Other Non-Substantive Changes Within FINRA Rules and By-Laws

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Cross-References and Make Other Non-Substantive Changes Within FINRA Rules and By-Laws

Resources

Details