Notice Rule

Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Supplementary Schedule for Derivatives and Other Off-Balance Sheet Items Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Supplementary Schedule for Derivatives and Other Off-Balance Sheet Items Pursuant to FINRA Rule 4524 (Supple

Release Number

34-68832

SEC Issue Date

Feb. 5, 2013

Federal Register Publish Date

Feb. 11, 2013

Document Citation

78 FR 9754

Resources

Notice Rule: SEC Issued Version (pdf 25.9 KB)

Notice Rule: Federal Register Version

Rel. No. 34-68270

Last Reviewed or Updated: Feb. 5, 2013

Resources

Notice Rule: SEC Issued Version (pdf 28.51 KB)

Notice Rule: Federal Register Version

Rel. No. 34-68832

Details

Public Comments Due

March 4, 2013

File Number

SR-FINRA-2012-050

Rule Type

Notice

Release Number

34-68270

SEC Issue Date

Nov. 20, 2012

Federal Register Publish Date

Nov. 27, 2012

Document Citation

77 FR 70860

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Supplementary Schedule for Derivatives and Other Off-Balance Sheet Items Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)

Resources

Resources

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More in this Section

Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Supplementary Schedule for Derivatives and Other Off-Balance Sheet Items Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)

Notice Rule (34-68832)

Resources

Resources

Details