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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program in FINRA Rule 6730(e)(4)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 22, 2012

Resources

Notice Rule: SEC Issued Version (pdf 124.34 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 16, 2012

File Number

SR-FINRA-2012-047

Rule Type

Notice

Release Number

34-68076

SEC Issue Date

Oct. 22, 2012

Federal Register Publish Date

Oct. 26, 2012

Document Citation

77 FR 65431

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program in FINRA Rule 6730(e)(4)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program in FINRA Rule 6730(e)(4)

Resources

Details