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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610(a)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 25, 2011

Resources

Notice Rule: SEC Issued Version (pdf 35.56 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

March 24, 2011

File Number

SR-FINRA-2011-009

Rule Type

Notice

Release Number

34-63966

SEC Issue Date

Feb. 25, 2011

Federal Register Publish Date

March 3, 2011

Document Citation

76 FR 11830

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610(a)

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610(a)

Resources

Details