Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Adopting, as Modified by Amendment No. 1, Rules Governing Guarantees, Carrying Agreements, Security Counts and Supervision of General Ledger Accounts in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

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Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Adopting, as Modified by Amendment No. 1, Rules Governing Guarantees, Carrying Agreements, Security Counts and Supervision of General Ledger Accounts in
Release Number
34-63999
SEC Issue Date
Federal Register Publish Date
Document Citation

76 FR 12380

Resources

Notice Rule: SEC Issued Version (pdf 100.41 KB)
Notice Rule: Federal Register Version
Rel. No. 34-63375
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Last Reviewed or Updated: March 1, 2011