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Notice Rule

Order Approving a Proposed Rule Change Adopting FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving a Proposed Rule Change Adopting FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook

Release Number

34-63784

SEC Issue Date

Jan. 27, 2011

Federal Register Publish Date

Feb. 2, 2011

Document Citation

76 FR 5850

Resources

Order Rule: SEC Issued Version (pdf 127.05 KB)

Order Rule: Federal Register Version

Rel. No. 34-63181

Last Reviewed or Updated: Jan. 27, 2011

Resources

Notice Rule: SEC Issued Version (pdf 123.79 KB)

Notice Rule: Federal Register Version

Rel. No. 34-63784

Details

File Number

SR-FINRA-2010-052

Rule Type

Notice

Release Number

34-63181

SEC Issue Date

Oct. 26, 2010

Federal Register Publish Date

Nov. 1, 2010

Document Citation

75 FR 67155