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Notice Rule

Order Approving the Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving the Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook

Release Number

34-62539

SEC Issue Date

July 21, 2010

Federal Register Publish Date

July 27, 2010

Document Citation

75 FR 44033

Resources

Order Rule: SEC Issued Version (pdf 74.87 KB)

Order Rule: Federal Register Version

Rel. No. 34-62299

Last Reviewed or Updated: July 21, 2010

Resources

Notice Rule: SEC Issued Version (pdf 106.84 KB)

Notice Rule: Federal Register Version

Rel. No. 34-62539

Details

File Number

SR-FINRA-2010-029

Rule Type

Notice

Release Number

34-62299

SEC Issue Date

June 16, 2010

Federal Register Publish Date

June 21, 2010

Document Citation

75 FR 35105