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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make a Non-Substantive Technical Change to a FINRA Rule

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 20, 2010

Resources

Notice Rule: SEC Issued Version (pdf 44.84 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

June 17, 2010

File Number

SR-FINRA-2010-023

Rule Type

Notice

Release Number

34-62146

SEC Issue Date

May 20, 2010

Federal Register Publish Date

May 27, 2010

Document Citation

75 FR 29793

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make a Non-Substantive Technical Change to a FINRA Rule

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make a Non-Substantive Technical Change to a FINRA Rule

Resources

Details