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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update a Cross-Reference Within FINRA Rule 0150

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: March 19, 2010

Resources

Notice Rule: SEC Issued Version (pdf 42.6 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

April 19, 2010

File Number

SR-FINRA-2010-010

Rule Type

Notice

Release Number

34-61747

SEC Issue Date

March 19, 2010

Federal Register Publish Date

March 29, 2010

Document Citation

75 FR 15470

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update a Cross-Reference Within FINRA Rule 0150

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update a Cross-Reference Within FINRA Rule 0150

Resources

Details