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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program To Qualify To Engage in a Security Futures Business

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 23, 2009

Resources

Notice Rule: SEC Issued Version (pdf 74.17 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 20, 2010

File Number

SR-FINRA-2009-092

Rule Type

Notice

Release Number

34-61231

SEC Issue Date

Dec. 23, 2009

Federal Register Publish Date

Dec. 30, 2009

Document Citation

74 FR 69173

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program To Qualify To Engage in a Security Futures Business

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program To Qualify To Engage in a Security Futures Business

Resources

Details