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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 2330 (Members' Responsibilities Regarding Deferred Variable Annuities) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 7, 2009

Resources

Notice Rule: SEC Issued Version (pdf 44.58 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Jan. 4, 2010

File Number

SR-FINRA-2009-083

Rule Type

Notice

Release Number

34-61122

SEC Issue Date

Dec. 7, 2009

Federal Register Publish Date

Dec. 11, 2009

Document Citation

74 FR 65816

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 2330 (Members' Responsibilities Regarding Deferred Variable Annuities) in the Consolidated FINRA Rulebook

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 2330 (Members' Responsibilities Regarding Deferred Variable Annuities) in the Consolidated FINRA Rulebook

Resources

Details