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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 1, 2009

Resources

Notice Rule: SEC Issued Version (pdf 48.4 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 30, 2009

File Number

SR-FINRA-2009-078

Rule Type

Notice

Release Number

34-61087

SEC Issue Date

Dec. 1, 2009

Federal Register Publish Date

Dec. 9, 2009

Document Citation

74 FR 65190

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules

Resources

Details