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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Session Fee for the Regulatory Element of the Continuing Education Requirements Pursuant to FINRA Rules

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 6, 2009

Resources

Notice Rule: SEC Issued Version (pdf 67.47 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 8, 2009

File Number

SR-FINRA-2009-071

Rule Type

Notice

Release Number

34-60963

SEC Issue Date

Nov. 6, 2009

Federal Register Publish Date

Nov. 17, 2009

Document Citation

74 FR 59334

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Session Fee for the Regulatory Element of the Continuing Education Requirements Pursuant to FINRA Rules

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Session Fee for the Regulatory Element of the Continuing Education Requirements Pursuant to FINRA Rules

Resources

Details