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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee for Investment Banking Representative Examination

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 9, 2009

Resources

Notice Rule: SEC Issued Version (pdf 71.28 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 7, 2009

File Number

SR-FINRA-2009-056

Rule Type

Notice

Release Number

34-60640

SEC Issue Date

Sept. 9, 2009

Federal Register Publish Date

Sept. 16, 2009

Document Citation

74 FR 47633

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee for Investment Banking Representative Examination

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee for Investment Banking Representative Examination

Resources

Details