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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Multiple Market Participant Symbols When Quoting or Trading OTC Equity Securities

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 31, 2009

Resources

Notice Rule: SEC Issued Version (pdf 80.58 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 28, 2009

File Number

SR-FINRA-2009-051

Rule Type

Notice

Release Number

34-60414

SEC Issue Date

July 31, 2009

Federal Register Publish Date

Aug. 7, 2009

Document Citation

74 FR 39721

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Multiple Market Participant Symbols When Quoting or Trading OTC Equity Securities

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Multiple Market Participant Symbols When Quoting or Trading OTC Equity Securities

Resources

Details