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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Application of Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 24, 2009

Resources

Notice Rule: SEC Issued Version (pdf 48.81 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 21, 2009

File Number

SR-FINRA-2009-043

Rule Type

Notice

Release Number

34-60168

SEC Issue Date

June 24, 2009

Federal Register Publish Date

July 1, 2009

Document Citation

74 FR 31471

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Application of Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Application of Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility

Resources

Details