Notice Rule

Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 To Adopt FINRA Rule 2380 To Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2009-040

Title

Release Number

34-61090

SEC Issue Date

Dec. 1, 2009

Federal Register Publish Date

Dec. 8, 2009

Document Citation

74 FR 64776

Resources

Notice Rule: SEC Issued Version (pdf 61.88 KB)

Notice Rule: Federal Register Version

Rel. No. 34-60172

View Received Comments

Last Reviewed or Updated: Dec. 1, 2009

Resources

Notice Rule: SEC Issued Version (pdf 140.44 KB)

Notice Rule: Federal Register Version

Rel. No. 34-61090

Details

Public Comments Due

Dec. 29, 2009

File Number

SR-FINRA-2009-040

Rule Type

Notice

Release Number

34-60172

SEC Issue Date

June 25, 2009

Federal Register Publish Date

July 6, 2009

Document Citation

74 FR 32022

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 To Adopt FINRA Rule 2380 To Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 To Adopt FINRA Rule 2380 To Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions

Public Comments

Notice Rule (34-61090)

Resources

Resources

Details