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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend FINRA's Authority Under the Cease and Desist Pilot Program

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 3, 2009

Resources

Notice Rule: SEC Issued Version (pdf 84.28 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

June 30, 2009

File Number

SR-FINRA-2009-034

Rule Type

Notice

Release Number

34-60035

SEC Issue Date

June 3, 2009

Federal Register Publish Date

June 9, 2009

Document Citation

74 FR 27360

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend FINRA's Authority Under the Cease and Desist Pilot Program

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend FINRA's Authority Under the Cease and Desist Pilot Program

Resources

Details