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Notice Rule

Notice on the FINRA Rule 9520 Series (Eligibility Proceedings)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 7, 2009

Resources

Notice Rule: SEC Issued Version (pdf 77.26 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 5, 2009

File Number

SR-FINRA-2009-022

Rule Type

Notice

Release Number

34-59722

SEC Issue Date

April 7, 2009

Federal Register Publish Date

April 14, 2009

Document Citation

74 FR 17267

Rules & Regulations

Enforcement & Litigation

Compliance

Notice on the FINRA Rule 9520 Series (Eligibility Proceedings)

Resources

Details

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Notice on the FINRA Rule 9520 Series (Eligibility Proceedings)

Resources

Details