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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Extended Hours Trading Risk Disclosure Obligation as New FINRA Rule 2265

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 7, 2009

Resources

Notice Rule: SEC Issued Version (pdf 49.7 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

May 5, 2009

File Number

SR-FINRA-2009-021

Rule Type

Notice

Release Number

34-59717

SEC Issue Date

April 7, 2009

Federal Register Publish Date

April 14, 2009

Document Citation

74 FR 17243

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Extended Hours Trading Risk Disclosure Obligation as New FINRA Rule 2265

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Extended Hours Trading Risk Disclosure Obligation as New FINRA Rule 2265

Resources

Details