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Notice Rule

Order Granting Approval of Proposed Rule Change To Adopt IM-2830-1 ("Breakpoint" Sales) in the Consolidated FINRA Rulebook

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Granting Approval of Proposed Rule Change To Adopt IM-2830-1 ("Breakpoint" Sales) in the Consolidated FINRA Rulebook

Release Number

34-59961

SEC Issue Date

May 21, 2009

Federal Register Publish Date

May 29, 2009

Document Citation

74 FR 25795

Resources

Order Rule: SEC Issued Version (pdf 49.36 KB)

Order Rule: Federal Register Version

Rel. No. 34-59754

Last Reviewed or Updated: May 21, 2009

Resources

Notice Rule: SEC Issued Version (pdf 78.84 KB)

Notice Rule: Federal Register Version

Rel. No. 34-59961

Details

File Number

SR-FINRA-2009-018

Rule Type

Notice

Release Number

34-59754

SEC Issue Date

April 13, 2009

Federal Register Publish Date

April 20, 2009

Document Citation

74 FR 18007