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Notice Rule

Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals

Release Number

34-59757

SEC Issue Date

April 13, 2009

Federal Register Publish Date

April 21, 2009

Document Citation

74 FR 18268

Resources

Order Rule: SEC Issued Version (pdf 54.31 KB)

Order Rule: Federal Register Version

Rel. No. 34-59484

Last Reviewed or Updated: April 13, 2009

Resources

Notice Rule: SEC Issued Version (pdf 79.86 KB)

Notice Rule: Federal Register Version

Rel. No. 34-59757

Details

File Number

SR-FINRA-2009-006

Rule Type

Notice

Release Number

34-59484

SEC Issue Date

March 2, 2009

Federal Register Publish Date

March 10, 2009

Document Citation

74 FR 10317