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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to FINRA Rules 6380B and 6730 To Reflect Amendments Proposed Pursuant to SR-FINRA-2008-060

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Jan. 8, 2009

Resources

Notice Rule: SEC Issued Version (pdf 48.46 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Feb. 4, 2009

File Number

SR-FINRA-2009-002

Rule Type

Notice

Release Number

34-59222

SEC Issue Date

Jan. 8, 2009

Federal Register Publish Date

Jan. 14, 2009

Document Citation

74 FR 2145

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to FINRA Rules 6380B and 6730 To Reflect Amendments Proposed Pursuant to SR-FINRA-2008-060

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to FINRA Rules 6380B and 6730 To Reflect Amendments Proposed Pursuant to SR-FINRA-2008-060

Resources

Details