Title
Order Approving Proposed Rule Change to Adopt FINRA Rule 3130 (Annual Certification of Compliance and Supervisory Processes) in the Consolidated FINRA Rulebook
Release Number
34-58661
SEC Issue Date
Notice Rule
Order Approving Proposed Rule Change to Adopt FINRA Rule 3130 (Annual Certification of Compliance and Supervisory Processes) in the Consolidated FINRA Rulebook
Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)
Last Reviewed or Updated: Sept. 26, 2008
Resources
Details
File Number
SR-FINRA-2008-030
Rule Type
Notice
Release Number
34-58118
SEC Issue Date
Federal Register Publish Date
Document Citation
73 FR 40647