Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Violations Appropriate for Disposition Under FINRA's Minor Rule Violation Plan

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 6, 2008

Resources

Notice Rule: SEC Issued Version (pdf 58.7 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 7, 2008

File Number

SR-FINRA-2008-023

Rule Type

Notice

Release Number

34-57935

SEC Issue Date

June 6, 2008

Federal Register Publish Date

June 16, 2008

Document Citation

73 FR 34061

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Violations Appropriate for Disposition Under FINRA's Minor Rule Violation Plan

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Violations Appropriate for Disposition Under FINRA's Minor Rule Violation Plan

Resources

Details