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Notice Rule

Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Private Placements of Securities Issued by Members

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Private Placements of Securities Issued by Members

Release Number

34-59599

SEC Issue Date

March 19, 2009

Federal Register Publish Date

March 25, 2009

Document Citation

74 FR 12913

Resources

Order Rule: SEC Issued Version (pdf 106.9 KB)

Order Rule: Federal Register Version

Rel. No. 34-59262

Last Reviewed or Updated: March 19, 2009

Resources

Notice Rule: SEC Issued Version (pdf 115.5 KB)

Notice Rule: Federal Register Version

Rel. No. 34-59599

Details

File Number

SR-FINRA-2008-020

Rule Type

Notice

Release Number

34-59262

SEC Issue Date

Jan. 16, 2009

Federal Register Publish Date

Jan. 26, 2009

Document Citation

74 FR 4487