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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Last Reviewed or Updated: Nov. 20, 2007

Resources

Notice Rule: SEC Issued Version (pdf 49.05 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 19, 2007

File Number

SR-FINRA-2007-023

Rule Type

Notice

Release Number

34-56822

SEC Issue Date

Nov. 20, 2007

Federal Register Publish Date

Nov. 28, 2007

Document Citation

72 FR 67326

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146

Public Comments

Resources

Details