Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 to Amend NASD Rule 2711 (Research Analysts and Research Reports) and NYSE Rule 472 (Communications With The Public) Regarding a Member's Disclosure and Supervisory Review Obligations When it Distributes or Makes Available Third-Party Research Reports

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 to Amend NASD Rule 2711 (Research Analysts and Research Reports) and NYSE Rule 472 (Communications With The Public) Regardin
Release Number
34-57279
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 68.17 KB)
Rel. No. 34-56480

Last Reviewed or Updated: Feb. 6, 2008