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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Designated Primary Market-Makers ("DPMs") and Lead Market-Makers ("LMMs")

National Securities Exchanges, Cboe Exchange, Inc. (CBOE)

Last Reviewed or Updated: Feb. 8, 2016

Resources

Notice Rule: SEC Issued Version (pdf 143.38 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 4, 2016

File Number

SR-CBOE-2016-007

Rule Type

Notice

Release Number

34-77081

SEC Issue Date

Feb. 8, 2016

Federal Register Publish Date

Feb. 12, 2016

Document Citation

81 FR 7609

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Designated Primary Market-Makers ("DPMs") and Lead Market-Makers ("LMMs")

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Designated Primary Market-Makers ("DPMs") and Lead Market-Makers ("LMMs")

Resources

Details