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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Concept of a "Responsible Person" on the CBOE Stock Exchange

National Securities Exchanges, Cboe Exchange, Inc. (CBOE)

Public Comments

Submit a Comment on SR-CBOE-2013-101

Last Reviewed or Updated: Oct. 28, 2013

Resources

Notice Rule: SEC Issued Version (pdf 34.97 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 22, 2013

File Number

SR-CBOE-2013-101

Rule Type

Notice

Release Number

34-70766

SEC Issue Date

Oct. 28, 2013

Federal Register Publish Date

Nov. 1, 2013

Document Citation

78 FR 65741

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Concept of a "Responsible Person" on the CBOE Stock Exchange

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Concept of a "Responsible Person" on the CBOE Stock Exchange

Public Comments

Resources

Details