Order Rule

Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies

National Securities Exchanges, American Stock Exchange (Amex)

Public Comments

Title

Release Number

34-49371

SEC Issue Date

March 5, 2004

Federal Register Publish Date

March 12, 2004

Document Citation

69 FR 11919

Resources

Notice Rule: SEC Issued Version (pdf 81.23 KB)

Notice Rule: Federal Register Version

Rel. No. 34-49700

Last Reviewed or Updated: Dec. 29, 2025

Resources

Order Rule: SEC Issued Version (pdf 79.09 KB)

Order Rule: Federal Register Version

Rel. No. 34-49371

Details

File Number

SR-Amex-2004-12

Rule Type

Order

Release Number

34-49700

SEC Issue Date

May 13, 2004

Federal Register Publish Date

May 20, 2004

Document Citation

69 FR 29151

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies

Public Comments

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies

Public Comments

Notice Rule (34-49371)

Resources

Resources

Details