The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-68535 | Dec 26, 2012 | SR-OCC-2012-24 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Its By-Laws and Rules Consistent With Recent System Changes to the Stock Loan/Hedge Program and Market Loan Program and Delete Certain Terms and Provisions No Longer Applicable |
| 34-68531 | Dec 21, 2012 | SR-OCC-2012-26 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretative Guidance Relating to the Adjustment of Stock Options and Single Stock Futures for Cash Dividends and Distributions on Underlying Securities |
| 34-68532 | Dec 21, 2012 | SR-OCC-2012-25 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule of Fees, Effective January 2, 2013, to Charge Non-Clearing Member Subscribers of Certain Non-Proprietary Data an Additional Monthly Fee to Accommodate Request for Such Data on a Real-Time Basis |
| 34-68445 | Dec 14, 2012 | SR-OCC-2012-19 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities See Also - Rel. No. 34-68130, Rel. No. 34-68130 |
| 34-68403 | Dec 11, 2012 | SR-OCC-2012-23 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Accommodate Certain Physically-Settled Options on U.S. Treasury Securities See Also - Rel. No. 34-68712, Rel. No. 34-68712 |
| 34-68368 | Dec 6, 2012 | SR-ODD-2012-02 | The Options Clearing Corporation | Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Adjustments for Cash Dividends and Distributions in Respect of Options Overlying Less than 100 Shares To Accommodate the Trading of Mini Options |
| 34-68308 | Nov 28, 2012 | SR-OCC-2012-21 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Explicitly State That OCC May Reject a Request for Withdrawal of Margin or Make an Intra-Day Margin Call in Situations Where a Clearing Member's Projected Settlement Obligations Could Exceed OCC's Available Liquidity Resources |
| 34-68288 | Nov 26, 2012 | SR-OCC-2012-22 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account To Settle Mark-to-Market Payments Arising From Stock Loan and Borrow Positions Carried in the Customers' Account See Also - Rel. No. 34-68602, Rel. No. 34-68602 |
| 34-68151 | Nov 5, 2012 | SR-OCC-2012-20 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability of OCC's Rules Governing Delivery of Treasury Securities Underlying Treasury Futures Contracts to Futures on Treasury Securities With Maturities of Greater Than 25 Years |
| 34-68148 | Nov 2, 2012 | SR-OCC-2012-17 | The Options Clearing Corporation | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis See Also - Rel. No. 34-67896, Rel. No. 34-67896 |