National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

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To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-99081 Dec 5, 2023 SR-NASDAQ-2023-045 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
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34-99082 Dec 5, 2023 SR-NYSEARCA-2023-70 NYSE Arca (NYSEARCA) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
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34-99083 Dec 5, 2023 SR-PHLX-2023-40 Nasdaq PHLX LLC (Phlx) Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra M
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See Also - Exhibit 5