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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-87861 Dec 27, 2019 SR-LTSE-2019-05 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members
See Also - Exhibit 3, Exhibit 5
34-87773 Dec 17, 2019 SR-LTSE-2019-04 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing
See Also - Exhibit 5
34-87357 Oct 18, 2019 SR-LTSE-2019-03 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 and To Move the Limit Up-Limit Down Mechanism, Authority To Initiate Trading Halts, and Procedure for Initiating and Terminating a Trading Halt Into Separate Rules for Clarity
See Also - Exhibit 5
34-87221 Oct 3, 2019 SR-LTSE-2019-02 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Make the Exchange a Display-Only Market by Removing References to Non-Displayed and Reserve Orders
See Also - Exhibit 5
34-86722 Aug 21, 2019 SR-LTSE-2019-01 Long-Term Stock Exchange, Inc. (LTSE) Order Approving Proposed Rule Change To Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange To Develop and Publish Certain Long-Term Policies
View Received Comments
34-86327 Jul 8, 2019 SR-LTSE-2019-01 Long-Term Stock Exchange, Inc. (LTSE) Notice of Filing of Proposed Rule Change To Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange To Develop and Publish Certain Long-Term Policies
View Received Comments
See Also - Exhibit 5