National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103037 | May 13, 2025 | SR-GEMX-2025-10 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer FPGA Technology as an Optional Delivery Mechanism for the Nasdaq GEMX Depth of Market Data Feed Comments Due: 21 days after publication in the Federal Register. Submit a Comment on SR-GEMX-2025-10
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| 34-102975 | May 2, 2025 | SR-GEMX-2025-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue the Options Regulatory Fee Model Scheduled to Be Implemented in June 2025 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-102644 | Mar 12, 2025 | SR-GEMX-2025-08 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Pricing Schedule at Options 7, Section 3 Comments Due: April 8, 2025 See Also - Exhibit 5 |
| 34-102422 | Feb 13, 2025 | SR-GEMX-2025-06 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Various Options Rules Comments Due: March 13, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-102341 | Feb 4, 2025 | SR-GEMX-2025-05 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-GEMX-2024-42 Comments Due: March 3, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
| 34-102262 | Jan 22, 2025 | SR-GEMX-2025-04 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: February 18, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-102209 | Jan 16, 2025 | SR-GEMX-2025-01 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 Comments Due: February 13, 2025 View Received Comments See Also - Exhibit 5, Rule 19b-4 Information |
| 34-102120 | Jan 6, 2025 | SR-GEMX-2024-47 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Nasdaq GEMX Order Feed, Nasdaq GEMX Top Feed, Nasdaq GEMX Real-time Depth of Market Raw Feed, and Nasdaq GEMX Trade Feed Fees Based on the Rate of Inflation Comments Due: February 3, 0025 See Also - Rule19b-4 Information, Exhibit 5 |
| 34-102089 | Jan 3, 2025 | SR-GEMX-2024-46 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Exchange's Port Fees in Options 7, Section 6.C Comments Due: January 31, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-101875 | Dec 11, 2024 | SR-GEMX-2024-42 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Approach to the Options Regulatory Fee (ORF) in 2025 Comments Due: January 7, 2025 View Received Comments See Also - Exhibit 5 |