The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61263 | Dec 30, 2009 | SR-DTC-2009-19 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule |
| 34-61249 | Dec 29, 2009 | SR-DTC-2009-17 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Allow The Depository Trust Company To Provide Settlement Services to European Central Counterparty Limited for U.S. Securities Traded on European Trading Venues See Also - Rel. No. 34-61593 |
| 34-61216 | Dec 22, 2009 | SR-DTC-2009-16 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding The Depository Trust Company's Board of Directors Election Process |
| 34-60889 | Oct 27, 2009 | SR-DTC-2009-13 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change Relating to Municipal Bonds Redemption Process View Received Comments See Also - Rel. No. 34-60394 |
| 34-60704 | Sep 22, 2009 | SR-DTC-2009-15 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Payment Order System for Premium Payment Orders |
| 34-60660 | Sep 11, 2009 | SR-NSCC-2009-07, SR-FICC-2009-09, SR-DTC-2009-14 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control View Received Comments |
| 34-60594 | Aug 31, 2009 | SR-DTC-2009-11 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Eliminate One of the Indemnity Surety Programs in the Profile Modification System See Also - Rel. No. 34-60304 |
| 34-60394 | Jul 28, 2009 | SR-DTC-2009-13 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to Municipal Bonds Redemption Process View Received Comments See Also - Rel. No. 34-60889 |
| 34-60304 | Jul 14, 2009 | SR-DTC-2009-11 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Eliminate One of the Indemnity Surety Programs in the Profile Modification System See Also - Rel. No. 34-60594 |
| 34-60196 | Jun 30, 2009 | SR-DTC-2006-16 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change as Amended Relating to FAST and DRS Limited Participant Requirements for Transfer Agents View Received Comments See Also - Supplemental Response of the DTC, Reply of Petitioner, s Petition for Review, Securities Transfer Association Petition for Commission Review, Securities Transfer Association Notice of Intent to Submit a Petition for Commission Review, Rel. Nos. 34-57959 |