The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61922 | Apr 15, 2010 | SR-DTC-2010-07 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance its Existing Processing Relating to End of Day Liquidity |
| 34-61877 | Apr 8, 2010 | SR-DTC-2010-06 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elective Dividends Service |
| 34-61800 | Mar 30, 2010 | SR-DTC-2010-03 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Eliminate the Option To Receive a Physical Certificate From DTC for Unsponsored American Depositary Receipts That Are Part of the Fast Automated Transfer Program See Also - Rel. No. 34-61507 |
| 34-61784 | Mar 25, 2010 | SR-DTC-2010-05 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Its Settlement Service Guide as It Relates to the ID Net Service |
| 34-61620 | Mar 1, 2010 | SR-DTC-2010-04 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Registered Transfer Agent Notification Methods for Assumption or Termination of Services View Received Comments |
| 34-61593 | Feb 25, 2010 | SR-DTC-2009-17 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Allow The Depository Trust Company To Provide Settlement Services to European Central Counterparty Limited for U.S. Securities Traded on European Trading Venues See Also - Rel. No. 34-61249 |
| 34-61507 | Feb 5, 2010 | SR-DTC-2010-03 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Eliminate the Option To Receive a Physical Certificate From DTC for Unsponsored American Depositary Receipts That Are Part of the Fast Automated Securities Transfer Program See Also - Rel. No. 34-61800 |
| 34-61476 | Feb 3, 2010 | SR-DTC-2010-02 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Invitation to Cover Short Requests |
| 34-61477 | Feb 3, 2010 | SR-DTC-2010-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Invitation To Cover Shorts Capability To Include Short Positions Outside DTC |
| 34-61318 | Jan 8, 2010 | SR-DTC-2009-18 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Settlement Progress Payment and Principal and Income Withdrawal Cutoff Times |