Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
Delegation of Authority to General Counsel of the Commission
Final Rule
Delegation of Authority to General Counsel of the Commission
33-10537, 34-83911, IA-4994, IC-33212
S7-01-17 Amendments to Municipal Securities Disclosure
Municipal Securities
Final Rule
Amendments to Municipal Securities Disclosure
34-83885
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S7-15-16 Disclosure Update and Simplification
Corporation Finance
Final Rule
Disclosure Update and Simplification
33-10532
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S7-17-18 Exempt Offerings Pursuant to Compensatory Arrangements
Corporation Finance
Final Rule
Exempt Offerings Pursuant to Compensatory Arrangements
33-10520
S7-23-15 Regulation of NMS Stock Alternative Trading Systems
Trading and Markets
Final Rule
Regulation of NMS Stock Alternative Trading Systems
34-83663
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-10518, 34-83614, 39-2521, IC-33153
S7-12-16 Smaller Reporting Company Definition
Corporation Finance
Final Rule
Smaller Reporting Company Definition
33-10513, 34-83550
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S7-03-17 Inline XBRL Filing of Tagged Data
Corporation Finance
Final Rule
Inline XBRL Filing of Tagged Data
33-10514
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S7-04-18 Investment Company Liquidity Disclosure
Investment Management
Final Rule
Investment Company Liquidity Disclosure
IC-33142
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S7-09-17 Amendments to the Commission's Freedom of Information Act Regulations
General Counsel
Final Rule
Amendments to the Commission's Freedom of Information Act Regulations
34-83506, FOIA-193
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S7-08-15 Optional Internet Availability of Investment Company Shareholder Reports
Investment Management
Final Rule
Optional Internet Availability of Investment Company Shareholder Reports
33-10506
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Technical Amendments to Rules of Practice and Rules of Organization; Conduct and Ethics; and Information and Requests
Final Rule
Technical Amendments to Rules of Practice and Rules of Organization; Conduct and Ethics; and Information and Requests
34-83325
Amendments to Forms and Schedules To Remove Provision of Certain Personally Identifiable Information
Final Rule
Amendments to Forms and Schedules To Remove Provision of Certain Personally Identifiable Information
33-10486, 34-83097, IC-33077
Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-10467, 34-82830, 39-2520, IC-33041
Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers
Final Rule
Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers
33-7424A
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S7-05-17 Exemptions From Investment Adviser Registration for Advisers to Small Business Investment Companies
Investment Management
Final Rule
Exemptions From Investment Adviser Registration for Advisers to Small Business Investment Companies
IA-4839
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S7-09-14 Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only by Eligible Contract Participants
Corporation Finance
Final Rule
Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only by Eligible Contract Participants
33-10450
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S7-08-15 Investment Company Reporting Modernization
Investment Management
Final Rule
Investment Company Reporting Modernization
33-10442, 33-9776, 33-10231, 34-82241, IC-32936
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-10444, 34-82246, 39-2519, IC-32938
S7-06-17 Covered Securities Pursuant to Section 18 of the Securities Act of 1933
Trading and Markets
Final Rule
Covered Securities Pursuant to Section 18 of the Securities Act of 1933
33-10428
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-10413, 34-81592, 39-2518, IC-32818
Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-10385, 34-81080, 39-2517, IC-32724
Technical Amendments to Form ADV and Form ADV-W
Final Rule
Technical Amendments to Form ADV and Form ADV-W
IA-4698
Inflation Adjustments and Other Technical Amendments under Titles I and III of the JOBS Act
Final Rule
Inflation Adjustments and Other Technical Amendments Under Titles I and III of the Jobs Act
33-10332, 34-80355
S7-22-16 Securities Transaction Settlement Cycle
Trading and Markets
Final Rule
Securities Transaction Settlement Cycle
34-80295
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-10324, 34-80182, 39-2516, IC-32527
S7-19-16 Exhibit Hyperlinks and HTML Format
Corporation Finance
Final Rule
Exhibit Hyperlinks and HTML Format
33-10322, 34-80132
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S7-22-15 Exemptions To Facilitate Intrastate and Regional Securities Offerings
Corporation Finance
Final Rule
Exemptions to Facilitate Intrastate and Regional Securities Offerings, Technical Correction
33-10238A, 34-79161A
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-10295, 34-79878, 39-2514, IC-32452
Adjustments to Civil Monetary Penalty Amounts
Enforcement
Final Rule
Adjustments to Civil Monetary Penalty Amounts
33-10276, 34-79749, IA-4599, IC-32414
S7-12-14 Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the JOBS Act
Corporation Finance
Final Rule
Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the JOBS Act; Correction
33-10075A, 34-77757A, 33-9693
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-10265, 34-79519, 39-2513, IC-32387
S7-22-15 Exemptions To Facilitate Intrastate and Regional Securities Offerings
Corporation Finance
Final Rule
Exemptions To Facilitate Intrastate and Regional Securities Offerings
33-10238, 34-79161
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S7-16-15 Investment Company Liquidity Risk Management Programs
Investment Management
Final Rule
Investment Company Liquidity Risk Management Programs
33-10233, IC-32315
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S7-16-15 Investment Company Swing Pricing
Investment Management
Final Rule
Investment Company Swing Pricing
33-10234, IC-32316
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S7-08-15 Investment Company Reporting Modernization
Investment Management
Final Rule
Investment Company Reporting Modernization
33-10231, 33-9776, 33-10442, 34-79095, IC-32314
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S7-03-14 Standards for Covered Clearing Agencies
Trading and Markets
Final Rule
Standards for Covered Clearing Agencies
34-78961
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-10217, 34-78883, 39-2512, IC-32269
S7-15-15 Access to Data Obtained by Security-Based Swap Data Repositories
Trading and Markets
Final Rule
Access to Data Obtained by Security-Based Swap Data Repositories
34-78716
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S7-09-15 Form ADV and Investment Advisers Act Rules
Investment Management
Final Rule
Form ADV and Investment Advisers Act Rules
IA-4509
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S7-03-15 Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information
Trading and Markets
Final Rule
Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information
34-78321
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S7-18-15 Amendments to the Commission's Rules of Practice
General Counsel
Final Rule
Amendments to the Commission's Rules of Practice
34-78319
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S7-25-15 Disclosure of Payments by Resource Extraction Issuers
Corporation Finance
Final Rule
Disclosure of Payments by Resource Extraction Issuers
34-78167
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office
Final Rule
Adoption of Updated EDGAR Filer Manual
33-10095, 34-78044, 39-2510, IC-32145
S7-03-11 Trade Acknowledgment and Verification of Security-Based Swap Transactions
Trading and Markets
Final Rule
Trade Acknowledgment and Verification of Security-Based Swap Transactions
34-78011
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S7-30-11 Retail Foreign Exchange Transactions
Trading and Markets
Final Rule
Retail Foreign Exchange Transactions
34-77874
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Displaying 301 - 400 of 1549

Last Reviewed or Updated: Sept. 13, 2024