SEC.gov | Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

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Last Reviewed or Updated: July 22, 2024

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Rulemaking Activity

Issue Date	File Number	Rulemaking	Status
Sept. 19, 2022		Adoption of Updated EDGAR Filer Manual EDGAR Business Office	Final Rule Adoption of Updated EDGAR Filer Manual 33-11101, 34-95817, 39-2546, IC-34703
Sept. 9, 2022		Inflation Adjustments Under Titles I and III of the JOBS Act	Final Rule Inflation Adjustments Under Titles I and III of the JOBS Act 33-11098, 34-95715
Aug. 26, 2022	S7-07-22	Whistleblower Program Rules General Counsel	Final Rule Whistleblower Program Rules 34-95620 View Related Activity
Aug. 25, 2022	S7-07-15	Pay Versus Performance Corporation Finance	Final Rule Pay Versus Performance 34-95607 View Related Activity
July 13, 2022		Adoption of Updated EDGAR Filer Manual EDGAR Business Office	Final Rule Adoption of Updated EDGAR Filer Manual 33-11082, 34-95274, 39-2545, IC-34649
July 13, 2022	S7-17-21	Proxy Voting Advice Corporation Finance	Final Rule Proxy Voting Advice 34-95266, IA-6068 View Related Activity
June 23, 2022	S7-15-21	Electronic Submission of Applications for Orders Under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F Investment Management	Final Rule Electronic Submission of Applications for Orders Under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F 34-95148, IA-6056, IC-34635 View Related Activity
June 2, 2022	S7-24-20	Updating EDGAR Filing Requirements and Form 144 Filings Corporation Finance	Final Rule Updating EDGAR Filing Requirements and Form 144 Filings 33-11070, 34-95025 View Related Activity
March 29, 2022		Technical Amendments to Commission Rules and Forms	Final Rule Technical Amendments to Commission Rules and Forms 33-11047, IA-5985, IC-34547
March 21, 2022		Adoption of Updated EDGAR Filer Manual EDGAR Business Office	Final Rule Adoption of Updated EDGAR Filer Manual 33-11043, 34-94479, 39-2543, IC-34536
Dec. 20, 2021		Adoption of Updated EDGAR Filer Manual EDGAR Business Office	Final Rule Adoption of Updated EDGAR Filer Manual 33-11016, 34-93827, 39-2542, IC-34444
Dec. 2, 2021	S7-03-21	Holding Foreign Companies Accountable Act Disclosure Corporation Finance	Final Rule Holding Foreign Companies Accountable Act Disclosure 34-93701, IC-34431 View Related Activity
Nov. 17, 2021	S7-24-16	Universal Proxy Corporation Finance	Final Rule Universal Proxy 34-93596, IC-34419 View Related Activity
Nov. 4, 2021		Performance-Based Investment Advisory Fees	Final Rule Performance-Based Investment Advisory Fees IA-5904
Oct. 13, 2021	S7-20-19	Filing Fee Disclosure and Payment Methods Modernization Corporation Finance, Economic and Risk Analysis	Final Rule Filing Fee Disclosure and Payment Methods Modernization 33-10997, 34-93285, IC-34396 View Related Activity
Sept. 20, 2021		Adoption of Updated EDGAR Filer Manual, Form ID Amendments EDGAR Business Office	Final Rule Adoption of Updated EDGAR Filer Manual, Form ID Amendments 33-10984, 34-93056, 39-2540, IC-34376
Aug. 23, 2021		Freedom of Information Act Regulations	Final Rule Freedom of Information Act Regulations 34-92727, FOIA-194
June 21, 2021		Adoption of Updated EDGAR Filer Manual EDGAR Business Office	Final Rule Adoption of Updated EDGAR Filer Manual 33-10948, 34-92216, 39-2539, IC-34304
March 18, 2021		Adoption of Updated EDGAR Filer Manual, Form ID Amendments EDGAR Business Office	Final Rule Adoption of Updated EDGAR Filer Manual, Form ID Amendments 33-10935, 34-91352, 39-2538, IC-34226
Dec. 22, 2020		Modernization of Delegations of Authority to Commission Staff and Division and Office Descriptions	Final Rule Modernization of Delegations of Authority to Commission Staff and Division and Office Descriptions 33-10913, 34-90787, IA-5656, IC-34151
Dec. 22, 2020	S7-21-19	Investment Adviser Marketing Investment Management	Final Rule Investment Adviser Marketing IA-5653 View Related Activity
Dec. 16, 2020	S7-24-19	Disclosure of Payments by Resource Extraction Issuers Corporation Finance	Final Rule Disclosure of Payments by Resource Extraction Issuers 34-90679, 34-87783 View Related Activity
Dec. 16, 2020	S7-08-11	Exemption From the Definition of "Clearing Agency" for Certain Activities of Security-Based Swap Dealers and Security-Based Swap Execution Facilities Trading and Markets	Final Rule Exemption From the Definition of "Clearing Agency" for Certain Activities of Security-Based Swap Dealers and Security-Based Swap Execution Facilities 34-90667 View Related Activity
Dec. 11, 2020	S7-11-20	Administration of the Electronic Data Gathering, Analysis, and Retrieval System EDGAR Business Office	Final Rule Administration of the Electronic Data Gathering, Analysis, and Retrieval System 33-10901, 34-90636, 39-2535, IC-34136 View Related Activity
Dec. 11, 2020		Adoption of Updated EDGAR Filer Manual, Proposed Collection and Comment Request for Form ID EDGAR Business Office	Final Rule Adoption of Updated EDGAR Filer Manual, Proposed Collection and Comment Request for Form ID 33-10902, 34-90637, 39-2536, IC-34137
Dec. 10, 2020		Delegation of Authority to Director of the Division of Enforcement	Final Rule Delegation of Authority to Director of the Division of Enforcement 33-10900, 34-90623, IA-5644, IC-34134
Dec. 9, 2020	S7-03-20	Market Data Infrastructure Trading and Markets	Final Rule Market Data Infrastructure 34-90610 View Related Activity
Dec. 3, 2020	S7-07-20	Good Faith Determinations of Fair Value Investment Management	Final Rule Good Faith Determinations of Fair Value IC-34128 View Related Activity
Nov. 19, 2020	S7-01-20	Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information Corporation Finance	Final Rule Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information 33-10890, 34-90459, IC-34100 View Related Activity
Nov. 17, 2020		Electronic Signatures in Regulation S-T Rule 302 Corporation Finance	Final Rule Electronic Signatures in Regulation S-T Rule 302 33-10889, 34-90441, 39-2534, IC-34096
Nov. 17, 2020	S7-19-15	Amendments to the Commission's Rules of Practice (Conformed to Federal Register version) Effective Date: The final rules are effective January 29, 2021, except for Instruction 8 which is effective July 12, 2021 Compliance Date: April 12, 2021 General Counsel	Final Rule Amendments to the Commission's Rules of Practice (Conformed to Federal Register version) Effective Date: The final rules are effective January 29, 2021, except for Instruction 8 which is effective July 12, 2021 Compliance Date: April 12, 2021 34-90442A View Related Activity
Nov. 2, 2020	S7-05-20	Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Corporation Finance	Final Rule Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets 33-10884, 34-90300, IC-34082 View Related Activity
Nov. 2, 2020	S7-24-15	Use of Derivatives by Registered Investment Companies and Business Development Companies Investment Management	Final Rule Use of Derivatives by Registered Investment Companies and Business Development Companies IC-34084 View Related Activity
Oct. 22, 2020	S7-09-19	Customer Margin Rules Relating to Security Futures Trading and Markets	Final Rule Customer Margin Rules Relating to Security Futures 34-90244 View Related Activity
Oct. 16, 2020	S7-26-19	Qualifications of Accountants Investment Management	Final Rule Qualifications of Accountants 33-10876, 34-90210, FR-88, IA-5613, IC-34052 View Related Activity
Oct. 7, 2020	S7-27-18	Fund of Funds Arrangements Investment Management	Final Rule Fund of Funds Arrangements 33-10871, IC-34045 View Related Activity
Sept. 23, 2020	S7-16-18	Whistleblower Program Rules Enforcement, General Counsel	Final Rule Whistleblower Program Rules 34-89963 View Related Activity
Sept. 23, 2020	S7-23-19	Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8 Corporation Finance	Final Rule Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8 34-89964 View Related Activity
Sept. 18, 2020		Adoption of Updated EDGAR Filer Manual EDGAR Business Office	Final Rule Adoption of Updated EDGAR Filer Manual 33-10845, 34-89920, 39-2533, IC-34015
Sept. 16, 2020	S7-14-19	Publication or Submission of Quotations Without Specified Information Trading and Markets	Final Rule Publication or Submission of Quotations Without Specified Information 33-10842, 34-89891 View Related Activity

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