Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Petition Rule

Rulemaking petition for modification of the dollar threshold figures defining an M&A broker

Last Reviewed or Updated: Dec. 21, 2023

Resources

Petition Rule: SEC Issued Version (pdf 281.71 KB)

Details

File Number

4-817

Rule Type

Petition

Release Number

4-817

SEC Issue Date

Feb. 14, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Rulemaking petition for modification of the dollar threshold figures defining an M&A broker

Resources

Details

More in this Section

Rulemaking petition for modification of the dollar threshold figures defining an M&A broker

Resources

Details