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Petition Rule

Petition for Rulemaking to Abrogate or Amend Financial Industry Regulatory Authority Rules 2268(d), 12200, and 12204(d)

Public Comments

View Received Comments

Last Reviewed or Updated: Dec. 18, 2024

Resources

Petition Rule: SEC Issued Version (pdf 345.23 KB)

Exhibits

Letter from the Asst. Secretary to Andrew B. Kay, Venable LLP

Details

File Number

4-781

Rule Type

Petition

Release Number

4-781

AAER-3784

SEC Issue Date

Dec. 29, 2021

Rules & Regulations

Enforcement & Litigation

Compliance

Petition for Rulemaking to Abrogate or Amend Financial Industry Regulatory Authority Rules 2268(d), 12200, and 12204(d)

Public Comments

Resources

Details

More in this Section

Petition for Rulemaking to Abrogate or Amend Financial Industry Regulatory Authority Rules 2268(d), 12200, and 12204(d)

Public Comments

Resources

Details