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Exemptive Rule

Order Granting Application of Investors Exchange LLC for a Limited Exemption From Rule 602 of Regulation NMS for Its Retail Price Improvement Program

Last Reviewed or Updated: Sept. 30, 2021

Resources

Exemptive Rule: SEC Issued Version (pdf 120.5 KB)

Exemptive Rule: Federal Register Version

LLC

Details

Rule Type

Exemptive

Release Number

34-93217

SEC Issue Date

Sept. 30, 2021

Federal Register Publish Date

Oct. 6, 2021

Document Citation

86 FR 55663

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Application of Investors Exchange LLC for a Limited Exemption From Rule 602 of Regulation NMS for Its Retail Price Improvement Program

Resources

Details

More in this Section

Order Granting Application of Investors Exchange LLC for a Limited Exemption From Rule 602 of Regulation NMS for Its Retail Price Improvement Program

Resources

Details