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Order Regarding Exemption Rule

Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference

Last Reviewed or Updated: May 12, 2021

Resources

Order Regarding Exemption Rule: SEC Issued Version (pdf 144.18 KB)

Order Regarding Exemption Rule: Federal Register Version

Details

Rule Type

Order Regarding Exemption

Release Number

34-91877

SEC Issue Date

May 12, 2021

Federal Register Publish Date

May 18, 2021

Document Citation

86 FR 26997

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference

Resources

Details

More in this Section

Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference

Resources

Details