Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Order Regarding Registration Rule

Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940

Last Reviewed or Updated: April 6, 2021

Resources

Order Regarding Registration Rule: SEC Issued Version (pdf 139.63 KB)

Order Regarding Registration Rule: Federal Register Version

Details

Rule Type

Order Regarding Registration

Release Number

IA-5714

SEC Issue Date

April 6, 2021

Federal Register Publish Date

April 12, 2021

Document Citation

86 FR 19050

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940

Resources

Details

More in this Section

Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940

Resources

Details