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Petition Rule

Request to amend Financial Industry Regulatory Authority ("FINRA") Rules 12904 and 13904 to allow FINRA to cease publication of expunged arbitration awards and to redact identifying information in expunged arbitration awards

Public Comments

View Received Comments

Last Reviewed or Updated: May 13, 2025

Resources

Petition Rule: SEC Issued Version (pdf 225.19 KB)

Details

File Number

4-770

Rule Type

Petition

Release Number

4-770

AAER-3736

SEC Issue Date

March 18, 2021

Rules & Regulations

Enforcement & Litigation

Compliance

Request to amend Financial Industry Regulatory Authority ("FINRA") Rules 12904 and 13904 to allow FINRA to cease publication of expunged arbitration awards and to redact identifying information in expunged arbitration awards

Public Comments

Resources

Details

More in this Section

Request to amend Financial Industry Regulatory Authority ("FINRA") Rules 12904 and 13904 to allow FINRA to cease publication of expunged arbitration awards and to redact identifying information in expunged arbitration awards

Public Comments

Resources

Details