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Other Commission Orders, Notices, and Information Rule

Order Extending the Annual Reports Filing Deadline for Certain Smaller Broker-Dealers

Last Reviewed or Updated: Feb. 12, 2021

Resources

Other Commission Orders, Notices, and Information Rule: SEC Issued Version (pdf 210.82 KB)

Other Commission Orders, Notices, and Information Rule: Federal Register Version

Details

Rule Type

Other Commission Orders, Notices, and Information

Release Number

34-91128

SEC Issue Date

Feb. 12, 2021

Federal Register Publish Date

Feb. 19, 2021

Document Citation

86 FR 10372

Rules & Regulations

Enforcement & Litigation

Compliance

Order Extending the Annual Reports Filing Deadline for Certain Smaller Broker-Dealers

Resources

Details

More in this Section

Order Extending the Annual Reports Filing Deadline for Certain Smaller Broker-Dealers

Resources

Details